MARC 主機 00000nam 2200000Ia 4500
001 ocn289376369
003 OCoLC
005 20081222011142.0
008 081222s2008 nyua b 101 0 eng
020 9781402411380
020 1402411383
035 (OCoLC)289376369
040 CGQ|cSLA|dCGQ
043 n-us---
049 SLAA
079 ocn276171882
090 KF1440|b.I525 2008
111 2 Institute on Securities Regulation|n(40th :|d2008 :|cNew
York, N.Y.)
245 10 40th annual Institute on Securities Regulation /|cco-
chairs, Steven E. Bochner, Stanley Keller, Mary Jo White.
246 3 Fortieth annual Institute on Securities Regulation
246 3 Institute on Securities Regulation
246 10 Annual Institute on Securities Regulation
260 New York, N.Y. :|bPractising Law Institute,|cc2008.
300 2 v. (1311, 1264 p.) :|bill. ;|c23 cm.
490 1 Corporate law and practice course handbook series ;|vno. B
-1704, B-1705
500 "Prepared for distribution at the 40th annual Institute on
Securities Regulation, November 12-14, 2008, New York
City"--P. 5.
504 Includes bibliographical references and index.
610 10 United States.|bSecurities and Exchange Commission|xRules
and practice.
650 0 Securities|zUnited States.
650 0 Disclosure of information|xLaw and legislation|zUnited
States.
650 0 Financial statements|xLaw and legislation|zUnited States.
650 0 Disclosure in accounting|zUnited States.
650 0 Corporate governance|xLaw and legislation|zUnited States.
650 0 Stockholders' derivative actions|zUnited States..
700 1 Bochner, Steven E.
700 1 Keller, Stanley.
700 1 White, Mary Jo,|d1947-
710 2 Practising Law Institute.
830 0 Corporate law and practice course handbook series ;|vno. B
-1704, B-1705.
955 |qnew0812
970 01 |tVolume One
970 12 |tThe Current Market Environment: Causes & Consequences
|p17
970 13 |l1.|tContaining Systemic Risk: The Road to Reform -- The
Report of the CRMPG III, August 6, 2008 -- Excerpts|cAlan
L. Beller|fBeller, Alan L.|p19
970 13 |l2.|tBoard of Governors of the Federal Reserve System:
Speech by Chairman Ben S. Bernanke at the Federal Reserve
Bank of Kansas City's Annual Economic Symposium, Jackson
Hole, Wyoming, August 22, 2008: Reducing Systemic Risk
|cThoms C. Baxter, Jr.|fBaxter, Thomas C.|p71
970 13 |l3.|tStatement by Timothy F. Geithner, President and
Chief Executive Officer, Federal Reserve Bank of New York,
Before the Committee on Financial Services, U.S. House of
Representatives, Regarding Systemic Risk and Financial
Markets, July 24, 2008|cThomas C. Baxter, Jr.|fBaxter,
Thomas C.|p83
970 13 |l4.|tMemorandum of Understanding Between the U.S.
Securities and Exchange Commission and the Board of
Governors of the Federal Reserve System Regarding
Coordination and Information Sharing in Areas of Common
Regulatory and Supervisory Interest|cThomas C. Baxter, Jr.
|fBaxter, Thomas C.|p99
970 13 |l5.|tSubprime-Related Securities Litigation: Where Do We
Go From Here?|cJohn F. Olson|fOlson, John F.|p115
970 13 |l6.|tExcerpts from Selected Recent Developments in U.S.
Securities Laws and Corporate Finance|cJohn F. Olson
|fOlson, John F.|cJonathan C. Dickey|fDickey, Jonathan C.
|cStephen I. Glover|fGlover, Stephen I.|cBrian J. Lane
|fLane, Brian J.|cBradford P. Weirick|fWeirick, Bradford
P.|cRonald O. Mueller|fMueller, Ronald O.|cScott J. Calfas
|fCalfas, Scott J.|cAmy L. Goodman|fGoodman, Amy L.|cJames
J. Moloney|fMoloney, James J.|cPaul J. Collins|fCollins,
Paul J.|cGillian McPhee|fMcPhee, Gillian|cPeter W. Wardle
|fWardle, Peter W.|cAri B. Lanin|fLanin, Ari B.|p131
970 13 |l7.|tDavis Polk & Wardwell Memorandum: Paulson Proposes
Financial Regulatory Overhaul, March 31, 2008|cRichard J.
Sandler|fSandler, Richard J.|p171
970 13 |l8.|tDavis Polk & Wardwell Memorandum: SEC Proposes New
Rating Agency Rules, June 24, 2008|cRichard J. Sandler
|fSandler, Richard J.|p181
970 13 |l9.|tDavis Polk & Wardwell Memorandum: Treasury
Encourages the Development of Covered Bonds in the U.S.
and Issues "Best Practices", August 1, 2008|cRichard J.
Sandler|fSandler, Richard J.|p195
970 12 |tAdvising the Board of Directors in the Current
Environment|p213
970 13 |l10.|tThe Sidley Best Practices Calendar for Corporate
Boards and Committees|cThomas A. Cole|fCole, Thomas A.
|p215
970 13 |l11.|tAdvising the Board of Directors in the Current
Environment|cRalph C. Ferrara|fFerrara, Ralph C.|p239
970 13 |l12.|tRisk Assessment/Management and Board Oversight|cAmy
L. Goodman|fGoodman, Amy L.|p291
970 13 |l13.|tWho Owns Your Stock, Who Is Voting Your Stock, and
Who Is Trading Your Stock?|cAmy L. Goodman|fGoodman, Amy
L.|p301
970 12 |tUpdate From the SEC's Division of Corporation Finance
|p313
970 13 |l14.|tSpeech by SEC Staff: Corporation Finance in 2008 -
- A Year of Progress, by John W. White, Director, Division
of Corporation Finance, American Bar Association, Section
of Business Law, Committee on Federal Regulation of
Securities, New York, New York, August 11, 2008|cJohn W.
White|fWhite, John W.|p315
970 12 |tPrivate Offering Developments|p339
970 13 |l15.|tThe SEC's Guidance on Integration and General
Solicitation in Connection Wtih Private Offerings
|cMeredith B. Cross|fCross, Meredith B.|cJennifer A.
Zepralka|fZepralka, Jennifer A.|p341
970 13 |l16.|tO'Melveny & Myers LLP: SEC Approves New Exchange
Act Exemption for Compensatory Stock Options and
Amendments to Smaller Reporting Company Disclosure
Standards and Securities Act Rules 144 and 145|cMartin P.
Dunn|fDunn, Martin P.|p357
970 13 |l17.|tFinancing Alternatives for Public Companies
|cStephen M. Graham|fGraham, Stephen M.|p369
970 13 |l18.|tSEC Adopts Amendments to Rules 144 and 145|cKeith
F. Higgins|fHiggins, Keith F.|cThomas Holden|fHolden,
Thomas|cPaul M. Kinsella|fKinsella, Paul M.|p417
970 12 |tPublic Offering Process|p429
970 13 |l19.|tCorporate Governance|cJonathan Wolfman|fWolfman,
Jonathan|cCurtis L. Mo|fMo, Curtis L.|p431
970 13 |l20.|tWhen Public Companies Raise Private Capital: Some
Issues to Consider|cDavid B. Harms|fHarms, David B.|p473
970 13 |l21.|tSpecial Purpose Acquisition Corporations|cWilliam
H. Hinman, Jr.|fHinman, William H.|p501
970 13 |l22.|tIPO Auction Models|cWilliam H. Hinman, Jr.|fHinman,
William H.|p515
970 12 |tSEC Enforcement Trends and Priorities|p581
970 13 |l23.|tOutline of Recent SEC Enforcement Actions|cElyse
Griffiths|fGriffiths, Elyse|cRitika Ganju|fGanju, Ritika
|cLinda Chatman Thomsen|fThomsen, Linda Chatman|p583
970 13 |l24.|tSignificant Recent SEC Enforcement Matters
Involving Investment Banks|cRichard H. Walker|fWalker,
Richard H.|p683
970 12 |tCriminal Enforcement and Internal Investigations|p721
970 13 |l25.|tConducting Internal Investigations in the U.S. and
Abroad|cBruce E. Yannett|fYannett, Bruce E.|p723
970 13 |l26.|tRemarks Prepared for Delivery by Deputy Attorney
General Mark R. Filip at Press Conference Announcing
Revisions to Corporate Charging Guidelines, August 28,
2008|cMary Jo White|fWhite, Mary Jo, 1947-|cBruce E.
Yannett|fYannett, Bruce E.|p755
970 13 |l27.|tUnited States Attorneys Manual, Title 9, Chapter 9-
28.000: Principles of Federal Prosecution of Business
Organizations|cMary Jo White|fWhite, Mary Jo, 1947-|cBruce
E. Yannett|fYannett, Bruce E.|p763
970 13 |l28.|tUnited States v. Stein, et al., No. 07-3042, (2nd
Cir. Aug.28, 2008)|cMary Jo White|fWhite, Mary Jo, 1947-
|cBruce E. Yannett|fYannett, Bruce E.|p791
970 13 29.|tThe United States Foreign Corrupt Practices Act:
Enforcement Trends|cColleen P. Mahoney|fMahoney, Colleen
P., 1957-|cCharles F. Walker|fWalker, Charles F.|cErich T.
Schwartz|fSchwartz, Erich T.|cLouis D. Greenstein
|fGreenstein, Louis D.|cAndrew M. Lawrence|fLawrence,
Andrew M.|p865
970 12 |tPrivate Securities and Derivative Litigation|p915
970 13 |l30.|tThe Dangers of Relying on Anonymous Sources in
Securities Complaints|cGregory A. Markel|fMarkel, Gregory
A.|cRonit Setton|fSetton, Ronit|cAbby Meiselman|fMeiselman,
Abby|p917
970 13 |l31.|tCorporate Governance Litigation in an Age of
Stockholder Activism|cDavid J. Berger|fBerger, David J.
|cKenneth M. Murray|fMurray, Kenneth M.|cBoris Feldman
|fFeldman, Boris, 1955-|p933
970 13 |l32.|tD&O Liability Insurance -- Lessons Learned|cSteven
Guggenheim|fGuggenheim, Steven|cKatherine Henderson
|fHenderson, Katherine|cBoris Feldman|fFeldman, Boris,
1955-|p963
970 12 |tWhat Is On the Minds of General Counsels Today|p979
970 13 |l33.|tInside Counsel as Targets: Fact or Fiction?|cJohn
K. Villa|fVilla, John K.|cBrackett B. Denniston, III
|fDenniston, Brackett B.|p981
970 13 |l34.|tIn-House Counsel and Backdating: What Will They
Criminalize Next?|cJohn K. Villa|fVilla, John K.|cBrackett
B. Denniston, III|fDenniston, Brackett B.|p991
970 13 |l35.|tFinancial Accounting Series No. 1600-100, June 5,
2008: Exposure Draft, Proposed Stetement of Financial
Accounting Standards, Disclosure of Certain Loss
Contingencies, An Amendment of FASB Statements No. 5 and
141(R) -- Summary|cBrackett B. Denniston, III|fDenniston,
Brackett B.|p1001
970 13 |l36.|tLetter Dated July 22, 2008 from Spencer Bachus,
Ranking Member, U.S. House of Representatives, Committee
on Financial Services, to the Honorable Christopher Cox,
Chairman, U.S. Securities and Exchange Commission and Mr.
Robert H. Herz, Chairman, Financial Services Accounting
Standards Board|cBrackett B. Denniston, III|fDenniston,
Brackett B.|p1011
970 13 |l37.|tCommittee on Financial Services Press Release Dated
July 30, 2008: Bachus Applauds FASB's Decision to Delay
Accounting Changes|cBrackett B. Denniston, III|fDenniston,
Brackett B.|p1017
970 13 |l38.|tComment Letters Dated August 8, 2008 from Financial
Executives International (FEI) to Technical Director,
Financial Accounting Standards Board RE: File No. 1600-
100 Disclosure of Certain Loss Contingencies -- An
Amendment of FASB Statements No. 5 and 141(R)|cBrackett B.
Denniston, III|fDenniston, Brackett B.|p1023
970 13 |l39.|tFASB Proposed Amendments to FAS 5 and 141 R Summary
and Talking Points|cJeanne M. Rickert|fRickert, Jeanne M.
|cPatricia J. Villareal|fVillareal, Patricia J.|cHenry
Klehm III|fKlehm, Henry|cMichael L. Davitt|fDavitt,
Michael L.|cBrackett B. Denniston, III|fDenniston,
Brackett B.|p1053
970 13 |l40.|tLetter of Comment No. 155 Dated August 8, 2008 RE:
Proposed Revisions to FAS 5 -- File Reference No. 1600-100
|cBrackett B. Denniston, III|fDenniston, Brackett B.
|cLouise M. Parent|fParent, Louise M.|p1065
970 13 |l41.|tComments of the American Bar Association on the
Financial Accounting Standards Board Exposure Draft Titled
"Disclosure of Certain Loss Contingencies: An Amendment
of FASB Statements 5 and 141(R)"|cBrackett B. Denniston,
III|fDenniston, Brackett B.|cLouise M. Parent|fParent,
Louise M.|p1083
970 13 |l42.|tComment Letter Dated July 25, 2008 from the
Association of Corporate Counsel RE: Disclosure of
Certain Loss Contingencies - An Amendment of FASB
Statements No. 5 and 141(R) -- File Reference No. 1025-300
|cBrackett B. Denniston, III|fDenniston, Brackett B.
|cLouise M. Parent|fParent, Louise M.|p1133
970 13 |l43.|tComment Letter Dated August 8, 2008 from Cleary
Gottlieb Steen & Hamilton LLP RE: Proposed Statement of
Financial Accounting Standards -- Disclosure of Certain
Loss Contingencies(File No. 1600-100)|cLouise M. Parent
|fParent, Louise M.|p1149
970 13 |l44.|tLetter of Comment No. 30 from Willkie Farr &
Gallagher LLP Dated August 5, 2008 RE: Disclosure of Loss
Contingencies (Exposure Draft of June 5 on Proposed
Amendment of FASB Statement Nos. 5 and 141 (R)), File
Reference No. 1025-300|cLouise M. Parent|fParent, Louise
M.|p1159
970 13 |l45.|tCahill Gordon & Reindel LLP Memorandum: FASB
Proposes Expanded Disclosure of Litigation and Certain
other Loss Contingencies, June 26, 2008|cLouise M. Parent
|fParent, Louise M.|p1165
970 13 |l46.|tHow One Company got Caught in the Middle of Proxy
Firm Voting Recommendations, a "Pfizer" Governance Policy,
and an Unsolicited Acquisition Proposal|cLynnette C.
Fallon|fFallon, Lynnette C.|p1173
970 12 |tDisclosure Developments and Handling Difficult
Disclosure Issues|p1191
970 13 |l47.|tExecutive Compensation Disclosure in 2008: A
Review of "Round Two" Under the Revised SEC Rules|cJohn T.
Bostelman|fBostelman, John T.|cMarc Trevino|fTrevino, Marc
|cJoseph Hearn|fHearn, Joseph A.|p1193
970 12 |tIndex|p1301
970 01 |tVolume Two
970 12 |tDisclosure Developments and Handling Difficult
Disclosure Issues (Continued)|p11
970 13 |l48.|tSullivan & Cromwell LLP: Company Websites and
Electronic Media -- SEC Provides Additional Guidance on
the Use of Websites and Electronic Media for Disclosures
to Investors|cJohn T. Bostelman|fBostelman, John T.|p13
970 13 |l49.|tPreparing the MD&A in 2008|cCatherine T. Dixon
|fDixon, Catherine T., 1955-|p25
970 13 |l50.|tDisclosure Implications of Fair Value Accounting
and the Subprime Mortgage Crisis|cDavid B.H. Martin
|fMartin, David B.H.|p127
970 13 |l51.|tCompany Web Sites and the Securities Laws|cDavid
B.H. Martin|fMartin, David B.H.|p143
970 13 |l52.|tSecurities Disclosure: When is Managing to a
Forecast Illegal "Earnings Management"?|cSteven E. Bochner
|fBochner, Steven E.|cDouglas J. Clark|fClark, Douglas J.
|p165
970 13 |l53.|tThe Earnings Release: Legal Requirements and Best
Practices|cSteven E. Bochner|fBochner, Steven E.|cRichard
Cameron Blake|fBlake, Richard Cameron|p175
970 13 |l54.|tReinventing the Securities Disclosure Regime:
Online Questionnaires as Substitutes for Form-Based
Filings|cJoseph A. Grundfest|fGrundfest, Joseph A.|cAlan
L. Beller|fBeller, Alan L.|p203
970 12 |tEthics|p215
970 13 |l55.|tLegal Ethics and Risk Management: Complimentary
Visions of Lawyer Regulation, 21 Geo. J. Legal Ethics 95
(2008)|cAnthony E. Davis|fDavis, Anthony E., 1949-|cSusan
R. Martyn|fMartyn, Susan R., 1947-|p217
970 13 |l56.|tD.C. Rules of Professional Conduct (Rules 5.1, 5.2
and 5.3)|cSusan R. Martyn|fMartyn, Susan R., 1947-|p265
970 13 |l57.|tNew York Code of Professional Responsibility (DR 1-
104 and 5-105)|cSusan R. Martyn|fMartyn, Susan R., 1947-
|p275
970 13 |l58.|tEthics Materials|cRobert H. Mundheim|fMundheim,
Robert H.|p281
970 13 |l59.|tThe Attorney-Client Privilege in the Parent-
Subsidiary Context|cJohn K. Villa|fVilla, John K.|p401
970 13 |l60.|tShareholder Derivative Lawsuits: Can You Ever Have
Too Many Lawyers?|cJohn K. Villa|fVilla, John K.|p409
970 13 |l61.|tThe Most Dangerous Game: Hunting the Corporate
Mole|cJohn K. Villa|fVilla, John K.|p415
970 13 |l62.|tInvestigative Attorneys and the Reporting
Obligations Under the SEC's Professional Conduct Rules
|cJohn K. Villa|fVilla, John K.|p421
970 13 |l63.|tLateral Hires and Conflicts of Interest: A
Comparison of the ABA's Rejection of Screening to the Rule
Governing Employment of Former Government Lawyers|cJohn K.
Villa|fVilla, John K.|p429
970 13 |l64.|tHypothetical: I'm OK, You're OK|cJohn K. Villa
|fVilla, John K.|p443
970 12 |tAccounting and Auditing Update|p447
970 13 |l65.|tThe Advisory Committee on Improvements to Financial
Reporting|cLinda L. Griggs|fGriggs, Linda L.|p449
970 13 |l66.|tProposal of the Financial Accounting Standards
Board to Expand the Disclosures About Loss Contingencies
|cLinda L. Griggs|fGriggs, Linda L.|p467
970 13 |l67.|tRecent Work of the Public Company Accounting
Oversight Board|cDaniel L. Goelzer|fGoelzer, Daniel L.
|p483
970 13 |l68.|t10 Minutes on Trnsitioning to IFRS|cSteve Meisel
|fMeisel, Steve|p575
970 13 |l69.|tMapping the Change: IFRS Implementation Guide
|cSteve Meisel|fMeisel, Steve|p589
970 13 |l70.|tPreparing Your First IFRS Financial Statements:
Adopting IFRS|cSteven Meisel|fMeisel, Steve|p661
970 12 |tInternational Developments|p727
970 13 |l71.|tClifford Chance Client Briefing: The G-7 100-Day
Plan for More Resilient Financial Markets, May 2008
|cChristopher Bates|fBates, Chris|p729
970 13 |l72.|tForeign Private Issuer Exemption From SEC
Registration: Practical Implications|cNicolas Grabar
|fGrabar, Nicolas|p739
970 13 |l73.|tSEC Update -- The International Agenda|cNicolas
Grabar|fGrabar, Nicolas|p757
970 12 |tM&A Developments|p775
970 13 |l74.|tM&A Developments|cChaarles M. Nathan|fNathan,
Charles M.|p777
970 13 |l75.|tRecent Developments in Delaware Corporate Law
|cGregory V. Varallo|fVarallo, Gregory V., 1959-|cDavid
Schmerfeld|fSchmerfeld, David|p873
970 13 |l76.|tTakeover Law and Practice 2008|cPatricia A.
Vlahakis|fVlahakis, Patricia A.|p1087
970 12 |tIndex|p1253
998 |cPBL
